HEARING OUTCOME : Taranjeet Aujla
Conduct
2018/03/21
Hearing Report
- It is alleged that Taranjeet Aujla failed to properly supervise support staff and such conduct is deserving of sanction.
- It is alleged that Taranjeet Aujla signed cheques to disburse trust funds that were received for no legal purpose in contravention of the Rules and such conduct is deserving of sanction.
- It is alleged that Taranjeet Aujla failed to conscientiously serve his clients inclusive of failing to get or confirm instructions from or with them on matters that were not within his express or implied authority and such conduct is deserving of sanction.
- It is alleged that Taranjeet Aujla improperly altered a document or documents, or asked other members of his firm to do so, and such conduct is deserving of sanction.
- It is alleged that Taranjeet Aujla assisted R.V. in an improper purpose and such conduct is deserving of sanction.