CO20190564 

1. It is alleged Sharon J. Dalton failed to supervise her employee and that such conduct is deserving of sanction.
2. It is alleged Sharon J. Dalton failed to comply with Rule 119.22(1) by pre-signing cheques and that such conduct is deserving of sanction.
3. It is alleged Sharon J. Dalton failed to comply with Rules 119.21(2) and 119.21(3) by not confirming the certifications she deemed to give upon signing trust cheques were in place.
4. It is alleged Sharon J. Dalton failed to comply with Rule 119.24(1) by failing to maintain money on deposit in her trust account in an aggregate amount sufficient to meet all trust obligations and that such conduct is deserving of sanction.
5. It is alleged Sharon J. Dalton failed to comply with Rules 119.36(1), 119.36(2), 119.36(3), and 119.36(4) by failing to maintain her firm’s prescribed financial records and that such conduct is deserving of sanction.
6. It is alleged Sharon J. Dalton failed to comply with Rule 119.36(4)(d) by failing to conduct and maintain monthly bank reconciliations of her trust account and that such conduct is deserving of sanction.
7. It is alleged Sharon J. Dalton failed to comply with Rule 119.40 by failing to conduct monthly bank reconciliations of her general account and that such conduct is deserving of sanction.
8. It is alleged Sharon J. Dalton failed to promptly inform her clients of the misappropriation and that such conduct is deserving of sanction.